Why USAA?
Let's do something that really matters.
At USAA, we have an important mission: facilitating the financial security of millions of U.S. military members and their families. Not all of our employees served in our nation's military, but we all share in the mission to give back to those who did. We're working as one to build a great experience and make a real impact for our members.
We believe in our core values of honesty, integrity, loyalty, and service. They're what guides everything we do - from how we treat our members to how we treat each other. Come be a part of what makes us so special!
The Opportunity
We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Senior Analyst to work a hybrid schedule from one of our regional offices.
In this role you will implement independent risk-based testing under the Enterprise Testing program methodology to ensure departmental processes and activities align with applicable rules, regulations, policies, and procedures. The Enterprise Compliance and Operational Risk Testing (ECORT) Senior Analyst supports the Second Line of Defense's oversight of the Chief Financial Office (CFO) function with minimal direct supervision and will be responsible for the execution of regulatory compliance reviews and ongoing evaluations of the risk and control environment.
We offer a flexible work environment that requires an individual to be in the office 4 days per week. This position can be based in one of the following locations: Plano, TX, Charlotte, NC, or Tampa, FL. Relocation assistance is not available for this position.
What you'll do:
Develops the steps needed to test and/or analyze compliance laws/regulations and complex policies/procedures.
Conducts independent testing to ensure operational risks and compliance requirements are adhered to.
Reviews work papers, findings, and issues of team members to support conclusions of test findings.
Performs complex qualitative analysis of data.
Ability to manage all aspects of a compliance and operational risk test from end to end.
Serves as a resource to team members on advanced issues.
Builds, develops, and maintains relationships with business and internal control partners (Audit, Risk & Compliance, Legal) to facilitate collaboration between all lines of defense for testing.
What you have:
Bachelor's degree OR 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree (10 years total experience without a degree).
6 or more years of validated experience within banking, insurance, or other similar financial services industries.
Shown knowledge of relevant industry regulations and regulatory compliance in a specific area of scope.
Proven experience interpreting and applying federal and state laws and regulations and guidance on operational risk principles/frameworks.
Advanced knowledge of risk-based testing or auditing techniques and data analysis principles, as well as the ability to interpret subsequent results.
Shown ability to communicate effectively at all levels of management.
Experience with Microsoft Office tools to include Word, Excel, and PowerPoint.
What sets you apart:
6+ years of experience developing, implementing, and leading risk-based compliance testing, or auditing techniques (e.g., transactional testing, control testing, re-performance testing, adherence testing, etc.) across the Chief Financial Office (CFO) enterprise-wide functions, such as Accounting, Finance, Investments, and Treasury.
Direct experience within the Second Line of Defense executing risk & compliance testing reviews, leveraging auditing techniques within Treasury, Treasury Operations, and Capital Markets.
Experience working with confidential and sensitive information, including critical thinking and written documentation skills to communicate with executive leadership effectively and articulately.
Experience working within a large, complex, international financial institution. Or experience working within a -Big 4- Consulting or Audit Practice.
Experience working as a Bank Examiner or Federal Regulator performing Bank Supervision and Examination functions.
Accreditation in any of the following disciplines: Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Treasury Professional (CTP), or Chartered Financial Analyst (CFA).
The above description reflects the details considered necessary to describe the principal functions of the job and should not be construed as a detailed description of all the work requirements that may be performed in the job.
What we offer:
Compensation: USAA has an effective process for assessing market data and establishing ranges to ensure we remain competitive. You are paid within the salary range based on your experience and market data of the position. The actual salary for this role may vary by location. The salary range for this position is: $99,160.00 - $189,530.00 .
Employees may be eligible for pay incentives based on overall corporate and individual performance and at the discretion of the USAA Board of Directors.
Benefits: At USAA our employees enjoy best-in-class benefits to support their physical, financial, and emotional wellness. These benefits include comprehensive medical, dental and vision plans, 401(k), pension, life insurance, parental benefits, adoption assistance, paid time off program with paid holidays plus 16 paid volunteer hours, and various wellness programs. Additionally, our career path planning and continuing education assists employees with their professional goals.
For more details on our outstanding benefits, please visit our benefits page on USAAjobs.com.
Applications for this position are accepted on an ongoing basis, this posting will remain open until the position is filled. Thus, interested candidates are encouraged to apply the same day they view this posting.
USAA is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
If you are an existing USAA employee, please use the internal career site in OneSource to apply.
Please do not type your first and last name in all caps.
Find your purpose. Join our mission.
USAA is unlike any other financial services organization. The mission of the association is to facilitate the financial security of its members, associates and their families through provision of a full range of highly competitive financial products and services; in so doing, USAA seeks to be the provider of choice for the military community. We do this by upholding the highest standards and ensuring that our corporate business activities and individual employee conduct reflect good judgment and common sense, and are consistent with our core values of service, loyalty, honesty and integrity.
USAA attributes its long-standing success to its most valuable resource: our 35,000 employees. They are the heart and soul of our member-service culture. When you join us, you'll become part of a thriving community committed to going above for those who have gone beyond: the men and women of the U.S. military, their associates and their families. In order to play a role on our team, you don't have to be connected to the military yourself - you just need to share our passion for serving our more than 13 million members.
USAA is an EEO/AA Employer - applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, age, disability, genetic information, sexual orientation, gender identity or expression, pregnancy, protected veteran status or other status protected by law.
California applicants, please review our HR CCPA - Notice at Collection (https://statmcstg.usaa.com/mcontent/static_assets/Media/enterprise_hr_cpra_notice_at_collection.pdf) here.
USAA is an EEO/AA Employer - applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, age, disability, genetic information, sexual orientation, gender identity or expression, pregnancy, protected veteran status or other status protected by law.
